back to top

All stories tagged :

Cryptocurrency

1 2 3 … 97 98 99 100 101 102 103 … 152 153 154 Page 100 of 154

Featured

Alex Rivera

SEC Proposes Limiting Rule 15c2‑11’s Scope to Equity Securities Only.

SEC Proposes to Limit Rule 15c2‑11 to Equity Securities Only Washington, D.C., April 29 2024 – The U.S. Securities and Exchange Commission (SEC) has announced a draft amendment that would confine the reporting obligations of over‑the‑counter (OTC) broker‑dealers under Rule 15c2‑11 to equity‑type securities. The proposal seeks to reverse a 2021 reinterpretation that extended the...
Exit mobile version